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Michael Timothy Brodnik

Wells Fargo Clearing Services, LLC

Bethesda, MD

Kensington, MD

CRD 5669806

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-06-23
  • MD RA
    APPROVED
    Since 2023-06-23

Branch Locations

7600 Wisconsin Ave Ste 900, Bethesda, MD 20814 • United States

Kensington, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 06/2015 10/2022
Bank Of America, N.A. Washington DC 08/2015 10/2022
First Republic Securities Company, Llc Washington DC 10/2022 06/2023
Wells Fargo Clearing Services, Llc Bethesda MD 06/2023 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY, INV RELATED, FAIRFAX, VA, 100% OWNERSHIP, START: 10/01/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-06
  • S66 Uniform Combined State Law Examination
    2009-06-06
Other Names
  • Michael Brodnik

View on SEC IAPD

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