Victoria Shen

CRD 5669793

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-06-21
CA	RA	APPROVED	2019-06-19

TX RA
APPROVED_RES

Since 2019-06-21
CA RA
APPROVED

Since 2019-06-19

Branch Locations

Pacifica, CA • United States

1400 Page Mill Road, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Menlo Park	CA	03/2012	07/2017
Barking Frog Innovations	Henderson	NV	07/2017	05/2019
Morgan Stanley	Palo Alto	CA	06/2019	Present

03/2012 → 07/2017

Morgan Stanley Smith Barney

Menlo Park, CA
07/2017 → 05/2019

Barking Frog Innovations

Henderson, NV
06/2019 → Present

Morgan Stanley

Palo Alto, CA

Previous Registrations

2012-03-12 → 2017-07-10

Morgan Stanley

Menlo Park, CA
2009-09-14 → 2012-01-13

Waddell & Reed

Concord, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-09-11

S66 Uniform Combined State Law Examination

2009-09-11

Other Names

Victoria Shen Lee
Victoria I Shen

View on SEC IAPD

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