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2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-08-19 |
| IL | RA | APPROVED | 2026-08-06 |
| SC | RA | APPROVED | 2026-08-06 |
| GA | RA | APPROVED | 2026-08-05 |
| NV | RA | APPROVED | 2026-08-04 |
| NY | RA | APPROVED | 2026-08-04 |
| UT | RA | APPROVED | 2026-08-04 |
| TX | RA | APPROVED_RES | 2026-07-13 |
| VA | RA | APPROVED | 2025-04-15 |
| CO | RA | APPROVED | 2023-10-19 |
| NC | RA | APPROVED | 2022-02-01 |
| OH | RA | APPROVED | 2022-01-03 |
| ID | RA | APPROVED | 2020-06-10 |
| FL | RA | APPROVED | 2019-04-15 |
| IN | RA | APPROVED | 2018-06-27 |
| MI | RA | APPROVED | 2017-06-30 |
Branch Locations
7877 Mackinaw Trail, Cadillac, MI 49601 • United States
540 Fort Evans Road, Ne Suite #200, Leesburg, VA 20176 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harbour Investments, Inc | Madison | WI | 08/2016 | 03/2017 |
| Lebaron Financial Group | Reed City | MI | 08/2016 | 03/2017 |
| Centaurus Financial Inc. | Anaheim | CA | 06/2017 | Present |
1. CARROLL RETIREMENT PLANS AND INVESTMENTS, INVESTMENT RELATED, 7877 MACKINAW TRAIL, CADILLAC, MI 49601, FINANCIAL SERVICES, REGISTERED REP, SINCE 6/30/2017, DEVOTED TIME IS 45 HOURS A MONTH. CARL KIELBASA, INVESTMENT RELATED, 7877 MACKINOW TRAIL, CADILLAC, MI 49601, SALE FIXED INSURANCE AND/OR FIXED ANNUITIES, AGENT, DEVOTED TIME IS 10 HOURS A MONTH. 2. CK FINANCIAL SERVICES LLC POSITION: Sole Member NATURE: Payroll and Business Accounts Payable INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2022 ADDRESS: 165 Spring Valley Dr, Cadillac MI 49601, United States DESCRIPTION: Payroll and Business Accounts Payable
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2009-08-04 |
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