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Peter Charles Bohrofen

Waverly Advisors, LLC

Hamilton, OH

Birmingham, AL

CRD 5669582

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Employer firm

Waverly Advisors, LLC CRD 115332

$29.9B regulatory AUM 69 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Waverly Advisors, Llc

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-10-22
  • OH RA
    APPROVED
    Since 2024-10-22

Branch Locations

1502 University Blvd Unit D, Hamilton, OH 45011 • United States

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Blue Ash OH 05/2009 11/2016
Wells Fargo Clearing Services, Llc Blue Ash OH 11/2016 03/2018
9258 Wealth Management Blue Ash OH 03/2018 12/2024
Waverly Advisors, Llc Hamilton OH 10/2024 Present
Previous Registrations
  • 2018-03-29 → 2024-12-02
    9258 Wealth Management, Llc
    Blue Ash, OH
  • 2009-08-10 → 2018-04-04
    Wells Fargo Clearing Services, Llc
    Blue Ash, OH
    Cincinnati, OH
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-07
  • S66 Uniform Combined State Law Examination
    2009-08-07
Other Names
  • Peter Bohrofen

View on SEC IAPD

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