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200 Connell Drive Suite 1000, Berkeley Heights, NJ 07922 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-01-31 |
Branch Locations
2 West Market Street Suite 1, West Chester, PA 19382 • United States
1515 Market Street Suite 1200, Philadelphia, PA 19102 • United States
200 Connell Drive Suite 1000, Berkeley Heights, NJ 07922 • United States
West Chester, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 10/2012 | 10/2018 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 10/2012 | 10/2018 |
| Avenue 1 Advisors, Llc Dba Blue Rock Avenue 1 | Wilmington | DE | 09/2018 | 07/2020 |
| Purshe Kaplan Sterling Investments, Inc. | Albany | NY | 10/2018 | Present |
| Blue Rock Avenue 1 Advisors | Wilmington | DE | 04/2012 | 06/2020 |
| Northstar Asset Management Dba Oakbourne Advisors | Hackettstown | NJ | 05/2020 | Present |
1) Northstar Asset Management dba Oakbourne Advisors. Investment Related. 1605 Route 517, Hackettstown NJ 07840. RIA. IAR. Start 6/2020. 100 hours per month during trading. Provide investment advisory services to clients. 2) PETERMAN COMPANY, 105 MONTGOMERY AVE, MONTGOMERYVILLE, PA, 1/2009 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT COMPANIES. NIR - 1/WK - 1/TRADING. 3) Christopher Diederich is a Chairman of Scholarship Foundation (Jeffrey S. Gaunt Scholarship Foundation). 4) TASC, 2302 INTERNATIONAL LN, MADISON, WI, 3/2017 AS INDIVIDUAL BEING COMPENSATED FOR REFERRING OTHERS TO RECEIVE HEALTH INSURANCE BENEFITS AND EMPLOYEE BENEFITS. NIR - 1/WK - 1/TRADING. 5) TDG, 1595 PAOLI PK, STE 202, WEST CHESTER, PA, 4/2013 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT COMPANIES. NIR - 2/WK - 2/TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-24 |
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