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Current Employers
Oakbourne Advisors

200 Connell Drive Suite 1000, Berkeley Heights, NJ 07922 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-01-31
  • PA RA
    APPROVED
    Since 2022-01-31

Branch Locations

2 West Market Street Suite 1, West Chester, PA 19382 • United States

1515 Market Street Suite 1200, Philadelphia, PA 19102 • United States

200 Connell Drive Suite 1000, Berkeley Heights, NJ 07922 • United States

West Chester, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 10/2012 10/2018
Cambridge Investment Research Advisors, Inc Fairfield IA 10/2012 10/2018
Avenue 1 Advisors, Llc Dba Blue Rock Avenue 1 Wilmington DE 09/2018 07/2020
Purshe Kaplan Sterling Investments, Inc. Albany NY 10/2018 Present
Blue Rock Avenue 1 Advisors Wilmington DE 04/2012 06/2020
Northstar Asset Management Dba Oakbourne Advisors Hackettstown NJ 05/2020 Present
  • 10/2012 → 10/2018
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 10/2012 → 10/2018
    Fairfield, IA
  • 09/2018 → 07/2020
    Avenue 1 Advisors, Llc Dba Blue Rock Avenue 1
    Wilmington, DE
  • 10/2018 → Present
    Purshe Kaplan Sterling Investments, Inc.
    Albany, NY
  • 04/2012 → 06/2020
    Blue Rock Avenue 1 Advisors
    Wilmington, DE
  • 05/2020 → Present
    Northstar Asset Management Dba Oakbourne Advisors
    Hackettstown, NJ
Previous Registrations
Other Businesses

1) Northstar Asset Management dba Oakbourne Advisors. Investment Related. 1605 Route 517, Hackettstown NJ 07840. RIA. IAR. Start 6/2020. 100 hours per month during trading. Provide investment advisory services to clients. 2) PETERMAN COMPANY, 105 MONTGOMERY AVE, MONTGOMERYVILLE, PA, 1/2009 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT COMPANIES. NIR - 1/WK - 1/TRADING. 3) Christopher Diederich is a Chairman of Scholarship Foundation (Jeffrey S. Gaunt Scholarship Foundation). 4) TASC, 2302 INTERNATIONAL LN, MADISON, WI, 3/2017 AS INDIVIDUAL BEING COMPENSATED FOR REFERRING OTHERS TO RECEIVE HEALTH INSURANCE BENEFITS AND EMPLOYEE BENEFITS. NIR - 1/WK - 1/TRADING. 5) TDG, 1595 PAOLI PK, STE 202, WEST CHESTER, PA, 4/2013 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT COMPANIES. NIR - 2/WK - 2/TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-24
  • S66 Uniform Combined State Law Examination
    2009-11-24

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