Kyle Vincent Ross

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2024-04-03
TX	RA	APPROVED	2024-04-02

CT RA
APPROVED

Since 2024-04-03
TX RA
APPROVED

Since 2024-04-02

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Investments	West Hartford	CT	11/2010	04/2024
Fidelity Personal And Workplace Advisors	Boston	MA	07/2018	04/2024
Ubs Financial Services Inc.	New Haven	CT	04/2024	Present

11/2010 → 04/2024

Fidelity Investments

West Hartford, CT
07/2018 → 04/2024

Fidelity Personal And Workplace Advisors

Boston, MA
04/2024 → Present

Ubs Financial Services Inc.

New Haven, CT

Previous Registrations

2018-07-13 → 2024-04-03

Fidelity Personal And Workplace Advisors

Boston, MA

New Haven, CT
2012-02-17 → 2018-07-13

Strategic Advisers Llc

West Hartford, CT

New Haven, CT
2010-01-12 → 2010-11-01

New England Securities

West Hartford, CT

Other Businesses

1)City of New Haven,New HavenUnited States,Connecticut,Governmental Entity,this would be an election,Alderman,Member of a legislative body,Vote on policy for the City of New HavenStart date -3/1/2026

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-12-30
S63	Uniform Securities Agent State Law Examination	2009-08-20

S65 Uniform Investment Adviser Law Examination

2009-12-30
S63 Uniform Securities Agent State Law Examination

2009-08-20

Other Names

Kyle Ross

View on SEC IAPD