Jonathan A Nickel

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-03-31

TX RA
APPROVED

Since 2026-03-31

Branch Locations

3200 Olympus Blvd Ste 100, Dallas, TX 75019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities, Inc.	Austin	TX	05/2011	03/2017
Mml Investors Services, Llc	Dallas	TX	03/2017	04/2019
Massmutual Life Insurance Co	Dallas	TX	08/2016	04/2019
Wells Fargo Clearing Services Llc	Frisco	TX	04/2019	02/2024
Finalis Securities Llc	New York	NY	05/2024	08/2024
Rising Phoenix	Dallas	TX	04/2024	12/2024
Financial & Tax Architects, Llc	Plano	TX	12/2025	02/2026
Cetera Advisors Llc	Greenwood Village	CO	02/2026	Present
Cetera Financial Specialists Llc	Schaumburg	IL	02/2026	Present
Cetera Investment Services Llc	St Cloud	MN	02/2026	Present
Cetera Wealth Services, Llc	El Segundo	CA	02/2026	Present
Cetera Investment Advisers, Llc	Schaumburg	IL	02/2026	Present
Lacrosse Referee	Carrollton	TX	01/2014	Present

05/2011 → 03/2017

Metlife Securities, Inc.

Austin, TX
03/2017 → 04/2019

Mml Investors Services, Llc

Dallas, TX
08/2016 → 04/2019

Massmutual Life Insurance Co

Dallas, TX
04/2019 → 02/2024

Wells Fargo Clearing Services Llc

Frisco, TX
05/2024 → 08/2024

Finalis Securities Llc

New York, NY
04/2024 → 12/2024

Rising Phoenix

Dallas, TX
12/2025 → 02/2026

Financial & Tax Architects, Llc

Plano, TX
02/2026 → Present

Cetera Advisors Llc

Greenwood Village, CO
02/2026 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
02/2026 → Present

Cetera Investment Services Llc

St Cloud, MN
02/2026 → Present

Cetera Wealth Services, Llc

El Segundo, CA
02/2026 → Present

Cetera Investment Advisers, Llc

Schaumburg, IL
01/2014 → Present

Lacrosse Referee

Carrollton, TX

Previous Registrations

2026-01-05 → 2026-02-17

Financial & Tax Architects, Llc

Plano, TX

St. Louis, MO
2019-04-29 → 2024-03-13

Wells Fargo Clearing Services, Llc

Frisco, TX

Plano, TX

Fort Worth, TX
2017-03-25 → 2019-04-29

Mml Investors Services, Llc

Dallas, TX
2016-08-04 → 2017-03-25

Msi Financial Services, Inc.

Austin, TX

Dallas, TX

New York, NY

Other Businesses

1. NAME OF OTHER BUSINESS: LACROSSE REFEREE; INVESTMENT RELATED: NO; ADDRESS: CARROLLTON, TX 75007; NATURE OF BUSINESS: LACROSSE REFEREE; START DATE: 01/2014; POSITION/TITLE/RELATIONSHIP: REFEREE; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: LACROSSE REFEREE; 3. NAME OF OTHER BUSINESS: NICKEL CAPITAL SOLUTIONS LLC; INVESTMENT RELATED: NO; ADDRESS: CARROLLTON, TX 75007; NATURE OF BUSINESS: NONE / IN PROCESS OF BEING DISSOLVED; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: NONE / IN PROCESS OF BEING DISSOLVED;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-06-28
S63	Uniform Securities Agent State Law Examination	2009-12-18

S65 Uniform Investment Adviser Law Examination

2016-06-28
S63 Uniform Securities Agent State Law Examination

2009-12-18

Other Names

Jonathan A Nickel
Jonathan Albert Nickel
Jonathan Nickel

View on SEC IAPD