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2437 Main Street, Santa Monica, CA 90405 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gerber Kawasaki, Inc | Santa Monica | CA | 06/2010 | Present |
| Lpl Financial Llc | Santa Monica | CA | 10/2012 | 07/2021 |
(1) 10/22/2012 - GERBER KAWASAKI INSURANCE SERVICES/ SALE OF NON-VARIABLE INSURANCE/ 20%/ SANTA MONICA, CA. (2) GK Tax and Accounting, Santa Monica, CA; not investment related; provides and accounting services; Financial Advisor, refer clients to tax and accounting department and be the liaison between client and CPA. Start date: January 2021; I devote 5 hours per month to this business; 0 hours during securities trading hours. I refer clients to GK Tax and Accounting and I am a liaison between the client and CPA, financial planning advice.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2009-06-11 |
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