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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-20
MN RA APPROVED 2018-09-14
  • TX RA
    APPROVED_RES
    Since 2020-02-20
  • MN RA
    APPROVED
    Since 2018-09-14

Branch Locations

1015 W Saint Germain St Suite 400, St. Cloud, MN 56301-5423 • United States

Sartell, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schluchter Investment Advisors St. Cloud MN 02/2013 09/2018
Schluchter Investment Advisors St. Cloud MN 10/2014 09/2018
Rbc Capital Markets, Llc St. Cloud MN 09/2018 Present
  • 02/2013 → 09/2018
    Schluchter Investment Advisors
    St. Cloud, MN
  • 10/2014 → 09/2018
    Schluchter Investment Advisors
    St. Cloud, MN
  • 09/2018 → Present
    St. Cloud, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-03
  • S66 Uniform Combined State Law Examination
    2013-10-03

View on SEC IAPD

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