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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-20 |
| MN | RA | APPROVED | 2018-09-14 |
Branch Locations
1015 W Saint Germain St Suite 400, St. Cloud, MN 56301-5423 • United States
Sartell, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Schluchter Investment Advisors | St. Cloud | MN | 02/2013 | 09/2018 |
| Schluchter Investment Advisors | St. Cloud | MN | 10/2014 | 09/2018 |
| Rbc Capital Markets, Llc | St. Cloud | MN | 09/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-03 |
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