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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-12-22
TX RA APPROVED_RES 2019-07-31
IA RA APPROVED 2018-11-02
  • MN RA
    APPROVED
    Since 2020-12-22
  • TX RA
    APPROVED_RES
    Since 2019-07-31
  • IA RA
    APPROVED
    Since 2018-11-02

Branch Locations

111 E Call Street, Algona, IA 50511 • United States

301 S 25Th Street, Fort Dodge, IA 50501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Central Financial Group Huxley IA 05/2009 01/2017
Sii West Des Moines IA 01/2017 11/2018
Ameritas Investment Corp Lincoln NE 05/2009 01/2017
Central Financial Group Algona IA 08/2015 Present
Royal Alliance Associates, Inc. Fort Dodge IA 11/2018 Present
  • 05/2009 → 01/2017
    Central Financial Group
    Huxley, IA
  • 01/2017 → 11/2018
    Sii
    West Des Moines, IA
  • 05/2009 → 01/2017
    Ameritas Investment Corp
    Lincoln, NE
  • 08/2015 → Present
    Central Financial Group
    Algona, IA
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Fort Dodge, IA
Previous Registrations
  • 2017-01-18 → 2018-11-02
    Signator Investors, Inc.
    Algona, IA
    Boston, MA
    Algona, IA
    Johnston, IA
    Fort Dodge, IA
  • 2016-04-06 → 2017-01-27
    Ameritas Investment Company, Llc
    W Des Moines, IA
    Roland, IA
    Ames, IA
    Huxley, IA
    Algona, IA
Other Businesses

1. CENTRAL FINANCIAL GROUP, L.C. POSITION: Partner / COO NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/01/2014 ADDRESS: 111 East Call Street,, PO Box 536, Algona IA 50511, United States DESCRIPTION: I am responsible for operational duties within the organization as well as responsible to selling and assisting others with selling fixed insurance products and securities related products / IAR services to meet clients needs. 2. CENTRAL FINANCIAL GROUP - BUSINESS NAME POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2009 ADDRESS: 111 East Call Street,, PO Box 536, Algona IA 50511, United States DESCRIPTION: Sales/Marketing of securities, investment advisory and insurance products. 3. CENTRAL FINANCIAL GROUP - FIXED INVESTMENTS POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 05/01/2009 ADDRESS: 111 E Call Street, Algona IA 50511, United States DESCRIPTION: Sales/Marketing of Fixed Annuities and Non-Variable Insurance 4. REALTY GROUP, LLC - JOHNSTON POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 5700 Merle Hay Road, Johnston IA 50131, United States DESCRIPTION: I am one of the managing partners for this LLC. My duties include the approval of items that need to be done with the building that is the responsibility of the LLC. The building is currently rented to Central Financial Group, LC. with a long-term, triple net lease. 5. REALTY GROUP FORT DODGE, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 301 S. 25th Street, Fort Dodge IA 50510, United States DESCRIPTION: I am one of the managing partners for this LLC. My duties include the approval of items that need to be done with the building that is the responsibility of the LLC. The building is currently rented to Central Financial Group, LC. with a long-term, triple net lease. 6. REALTY GROUP ALGONA, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 111 E. Call Street, Algona IA 50511, United States DESCRIPTION: I am one of the managing partners for this LLC. My duties include the approval of items that need to be done with the building that is the responsibility of the LLC. The building is currently rented to Central Financial Group, LC. with a long-term, triple net lease. 7. RENTAL PROPERTY - BANCROFT POSITION: President NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 201 S. Summit St., Bancroft IA 50517, United States DESCRIPTION: 50% owner of rental property. LLC was created to collect rents and pay property expenses.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-18
S63 Uniform Securities Agent State Law Examination 2009-06-29
  • S65 Uniform Investment Adviser Law Examination
    2016-02-18
  • S63 Uniform Securities Agent State Law Examination
    2009-06-29
Other Names
  • Andy Jansen

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