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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2013-07-01 |
| TX | RA | APPROVED | 2012-01-06 |
Branch Locations
2550 Gray Falls Dr Ste# 395, Houston, TX 77077 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Houston | TX | 04/2009 | Present |
| Ineos Usa Llc | League City | TX | 12/2005 | Present |
| Benefit Mall | Dallas | TX | 11/2009 | Present |
| Transamerica Financial Advisors, Inc | Houston | TX | 01/2012 | Present |
| Dream Builder Financial | Houston | TX | 01/2023 | Present |
| Lspn Pro Llc | Lindon | UT | 04/2024 | Present |
| Inheritguard, Llc | Sheridan | WY | 02/2025 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc Dream Builder Financial | marketing | Yes investment related | 01/17/2023 | 11200 Westheimer Road, Houston, TX 77042 | WFGIA Co-brand company 02/2025PRESENTINHERITGUARD, LLCSheridanWyomingUnited StatesNoNone Co name: BENEFIT MALL / emp dates: 1109 TO PRESENT/ INVESTMENT RELATED: NO /address: 12404 PARK CENTRAL DRIVE SUITE 400S DALLAS, TX 75251/ position: INDEPENDENT AGENT/ nature of business: THE COMPANY IS THE BROKER FOR HEALTH INSURANCE / hrs work monthly: 2 /Sec trading hrs: 1 / duties: PROVIDE HEALTH INSURANCE OPTION Co name: INEOS USA LLC / emp dates: 1109 TO PRESENT/ INVESTMENT RELATED: NO /address: 2600 S. SHORE BLVD SUITE 500 LEAGUE CITY, TX 77573/ position: ERP SUPPORT MANAGER/ nature of business: INEOS OLEFINS & POLYMERS USA IS CHEMICALS MANUFACTURING FIRM PRODUCING OLEFINS AND POLYMERS PRODUCTS / hrs work monthly: 160 /Sec trading hrs: 8 / duties: I MANAGE COMPANY WIDE ENTERPRISE RESOURCE PLANNING SOFTWARE AND BUSINESS PROCESS SUPPORT TEAM. WE USE SAP SOFTWARE LSPN PRO LLC \ POSITION: Agent NATURE: Estate planning INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 04/23/2024 \ ADDRESS: 100 N. STATE STREET, Lindon UT 84042 \ DESCRIPTION: Communications and appointments for estate planning
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2009-08-21 |
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