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CRD 5668494
Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-06-29 |
| NC | RA | APPROVED | 2023-06-29 |
| PA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
| VA | RA | APPROVED | 2023-06-29 |
| FL | RA | APPROVED | 2023-04-03 |
Branch Locations
1800 John F Kennedy Blvd Ste 300, Philadelphia, PA 19103 • United States
1213 Culbreth Drive Suite 450, Wilmington, NC 28405 • United States
501 East Las Olas Blvd Suite 200, Fort Lauderdale, FL 33301 • United States
1100 N Glebe Rd Ste 1010, Arlington, VA 22201 • United States
991 Us Highway 22 Suite 200-210, Bridgewater, NJ 08807 • United States
630 Freedom Business Center 3Rd Floor, Suite 15, King Of Prussia, PA 19406 • United States
Philadelphia, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Philadelphia | PA | 06/2009 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2023 | Present |
| Tundidor Wealth & Investment Group | Philadelphia | PA | 04/2023 | Present |
1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1800 JOHN F KENNEDY BLVD STE 300; Philadelphia; PA; 19103; Fixed Insurance Sales; Independent Insurance Agent; 9/2/2013; 40; 40; Sales of Fixed Insurance Products| 2) NAME OF ENTITY:LST Financial Services LLC; No; 41 ISLE OF Venice Drive Unit 201; Fort Lauderdale; FL; 33301; S-Corp; CEO/President; 3/1/2016; 0; 0; S-Corp for tax purposes only.| 3) NAME OF OTHER BUSINESS: TUNDIDOR WEALTH & INVESTMENT GROUP ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 04/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 80; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-27 |
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