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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-05-18 |
Branch Locations
2700 Patriot Blvd, Suite 250, Glenview, IL 60026 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Glenview | IL | 05/2015 | Present |
1. 04/05/2016; NO BUSINESS NAME; Speaker/Seminar; NOT INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE 04/20/2016; tarting a new coffee club for prospects and existing clients. Topics of discussions - current market events, market trends, interest rate trends, People to invite: prospects, current clients, people that I network with, former co-workers, How often - once a month, Duration - about one hour each meeting, where - conference room in my office building, I will provide the coffee or tea, No charge - free; No handouts; Invitation by phone or e-mails. 1 HR/MO; 1 HR DURING SECS TRADING HOURS. 2. 10/24/2019 - The Eugene Cohen Agency - Investment related - 9933 N Lawler Skokie, IL 60077 - Non-Variable Insurance - start date:10/16/2019 - 2 hrs/mo - 1 hr during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-17 |
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