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Zepher Cove, NV • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2016 | 05/2022 |
| Foothills Regional Insurance & Financial Solutions | El Dorado Hills | CA | 05/2014 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2017 | 05/2022 |
| Equity Advisors | El Dorado Hills | CA | 05/2022 | Present |
1.FOOTHILLS REGIONAL INSURANCE & FINANCIAL SOLUTIONS, 1104 BEVINGER DR, EL DORADO HILLS, CA, 5/01/2014 OWNER/PARTNER OF A BUSINESS ENTITY, TAX DEFERRAL CONSULTANT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. SELLING LEGALSHIELD & IDSHIELD SERVICES. 15 HR/MO - 2/TRADING. 2. EL DORADO HILLS, CHAMBER OF COMMERCE, 2085 VINE STREET, STE 105, EL DORADO HILLS, CA, BOARD MEMBER OF A NON-PUBLIC ENTITY, 01/01/20, NIR, 2/MO- 0/TRADING 2.BUSINESS & COMMUNITY POLITICAL ACTION COMMITTEE, EL DORADO HILLS, CA, 11/2013 AS BOARD MEMBER. NIR - 5 HR/MO - 0/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 15/WK - 10/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4.MARSHALL FOUNDATION FOR COMMUNITY HEALTH, 1124 SHERMAN ST, PLACERVILLE, CA, 1/2018 AS TRUSTEE - SUPPORTING MARSHALL MEDICAL CENTER AND COMMUNITY HEALTH PROGRAMS. NIR - 16/YR - 0/TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-16 |
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