John P Regier

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 02/2020
  E*Trade Securities Llc
  Cupertino, CA
• 07/2016 → 02/2020
  E*Trade Capital Management Llc
  Cupertino, CA
• 02/2020 → 08/2022
  E*Trade Securities Llc
  Cupertino, CA
• 02/2020 → 08/2022
  E*Trade Capital Management Llc
  Cupertino, CA
• 08/2022 → 09/2022
  E*Trade Securities Llc
  Gilbert, AZ
• 08/2022 → 09/2022
  E*Trade Capital Management Llc
  Gilbert, AZ
• 09/2022 → Present
  Morgan Stanley
  Scottsdale, AZ
• 10/2022 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2016-07-26 → 2022-09-30
  Harrisdirect Llc
  Cupertino, CA
  Arlington, VA
  Cupertino, CA
  Gilbert, AZ
  Arlington, VA
• 2011-06-28 → 2016-07-08
  Osaic Fa, Inc.
  Campbell, CA

Exams

• S66 Uniform Combined State Law Examination
  2011-06-20

Designations

• Certified Financial Planner

Other Names

• Jack Patrick Regier
• John P Regier
• John Patrick Regier