Charissa A Kerestesy

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-17

NY RA
APPROVED

Since 2021-08-17

Branch Locations

Ossining, NY • United States

Citi Wealth Management, Supervision 153 E. 53Rd Street, Fl 25, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	New York	NY	04/2015	Present

04/2015 → Present

Citigroup Global Markets Inc.

New York, NY

Previous Registrations

2014-12-18 → 2015-05-11

Ubs Financial Services Inc.

Weehawken, NJ

Other Businesses

Rental Property (Airbnb) - Windham, VT; Investment-related; Affiliation started 11/15/2019; Title: Co-owner; Duties: Help with listing, corresponding with caretakers; ensuring supplies for guests are replenished as needed; No time is devoted during securities trading hours; 2 hours are devoted each month outside of securities trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-12-16
S63	Uniform Securities Agent State Law Examination	2013-04-23

S66 Uniform Combined State Law Examination

2014-12-16
S63 Uniform Securities Agent State Law Examination

2013-04-23

Other Names

Charissa A Chin

View on SEC IAPD