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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • UNITED STATES
2510 S Western Ave, Chicago, IL 60608 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed | Orland Park | IL | 08/2016 | 04/2017 |
| W&R Insurance Agencies | Orland Park | IL | 09/2016 | 04/2017 |
| Credit Acceptance Corp | Tinley Park | IL | 11/2016 | 04/2018 |
| Bmo Harris Bank | Chicago | IL | 04/2018 | 01/2019 |
| Bmo Harris Financial Advisors, Inc. | Chicago | IL | 04/2018 | 01/2019 |
| Jpmorgan Chase Bank, N.A. | Hinsdale | IL | 01/2019 | 05/2020 |
| J.P. Morgan Securities Llc | Hinsdale | IL | 01/2019 | 05/2020 |
| Fifth Third Bank | Lemont | IL | 05/2020 | 01/2023 |
| Fifth Third Securities | Lemont | IL | 05/2020 | 08/2023 |
| Pruco Securities, Llc | Chicago | IL | 08/2023 | 11/2024 |
| The Prudential Insurance Company Of America | Chicago | IL | 08/2023 | Present |
| Pnc Bank | Chicago | IL | 01/2023 | 08/2023 |
| Lpl Enterprise, Llc | Fort Mill | SC | 11/2024 | Present |
1) 11/06/2024 - Real People Realty - Agent for clients buying or selling residential, non-investment/commercial - Mortgage/Real Estate Services - Inv Related - At CHICAGO, IL - Start Date 12/14/2017 - 0hrs/mth - 0hrs/mth During Trading 2) 11/21/2024 - FinBe USA - Outside/W-2 Employment - Cultivate good relationships with dealerships in a region or territory to promote FinBe USA. - INV Related - At Fort Lauderdale, FL - Start Date 10/21/2024 - 80hrs/mth - 80hrs During Trading 3) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2009-06-04 |
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