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Mitchell Weissenburger Moser

Weis Advisory

Clive, IA

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Current Employers
Weis Advisory

16400 Sheridan Avenue, Clive, IA 50325 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2017-10-26
  • IA RA
    APPROVED
    Since 2017-10-26

Branch Locations

16400 Sheridan Avenue, Clive, IA 50325 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed West Des Moines IA 07/2016 02/2017
Weis Advisory Clive IA 03/2017 Present
Lpl Financial, Llc Clive IA 03/2017 Present
  • 07/2016 → 02/2017
    Unemployed
    West Des Moines, IA
  • 03/2017 → Present
    Clive, IA
  • 03/2017 → Present
    Lpl Financial, Llc
    Clive, IA
Previous Registrations
Other Businesses

1. 04/04/2017 - WEISSENBURGER INVESTMENTS AND FINANCIAL PLANNING/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 50%/ CLIVE, IA (2) 04/11/2017-Weis Advisory-investment related- At reported business location(s)- Registered Investment Advisor Hybrid-IAR- start 4/1/17- Hours per month 30/ Hours during trading 1- Time spent percent 20%-I provide investment advisory services through Weis Advisory, an independent investment advisor firm. I started this business activity in 3/2017. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-07-02
S66 Uniform Combined State Law Examination 2010-08-11
S63 Uniform Securities Agent State Law Examination 2009-05-21
  • S65 Uniform Investment Adviser Law Examination
    2013-07-02
  • S66 Uniform Combined State Law Examination
    2010-08-11
  • S63 Uniform Securities Agent State Law Examination
    2009-05-21
Other Names
  • Mitchell Moser
  • Mitch Moser

View on SEC IAPD

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