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William Gordon Lester

Voya Retirement Advisors, LLC

Windsor, CT

Spring, TX

CRD 5666843

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Employer firm

Voya Retirement Advisors, LLC CRD 3989

$37.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Retirement Advisors, Llc

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-11
  • TX RA
    APPROVED
    Since 2023-09-11

Branch Locations

One Orange Way, Windsor, CT 06095 • United States

Spring, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Houston TX 09/2014 04/2017
Principal Life Insurance Company Spring TX 04/2017 08/2023
Principal Securities Inc Spring TX 05/2017 08/2023
Voya Spring TX 08/2023 Present
  • 09/2014 → 04/2017
    Valic Financial Advisors
    Houston, TX
  • 04/2017 → 08/2023
    Principal Life Insurance Company
    Spring, TX
  • 05/2017 → 08/2023
    Principal Securities Inc
    Spring, TX
  • 08/2023 → Present
    Voya
    Spring, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-16
  • S66 Uniform Combined State Law Examination
    2009-07-16
Other Names
  • Gordon Lester
  • William Gordon Lester
  • William Gordon Lester
  • William Gordon Lester

View on SEC IAPD

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