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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2023-09-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Sioux Falls | SD | 10/2017 | 06/2021 |
| Us Bancorp Investments | Sioux Falls | SD | 05/2016 | 10/2017 |
| Unemployed | Sioux Falls | SD | 06/2021 | 01/2022 |
| Principal Life Insurance | Sioux Falls | SD | 01/2022 | Present |
| Principal Securities | Sioux Falls | SD | 02/2022 | Present |
| Principal Bank And Principal Trust Company | Des Moines | IA | 10/2023 | Present |
PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/26/2023 ADDRESS: 711 High Street, Des Moines IA 50392, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-22 |
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