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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-11-05
  • CO RA
    APPROVED
    Since 2024-11-05

Branch Locations

Denver, CO • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 08/2012 11/2020
Tiaa Denver CO 08/2012 11/2020
Robinhood Financial, Llc Denver CO 11/2020 08/2022
Robinhood Markets, Inc Denver CO 06/2022 08/2022
Unemployed Denver CO 08/2022 03/2023
Colorado Financial Service Corporation Centennial CO 03/2023 10/2023
Tiaa Denver CO 10/2023 10/2024
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 10/2023 10/2024
Empower Financial Services, Inc Greenwood Village CO 10/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 10/2024 Present
Previous Registrations
Other Businesses

Name: Room Rental Position: I own the property Nature: Rental Investment Related: Yes Hours: 8Securities Trading Hours: 0Start Date: 03/15/2022 Address: Home Address, Denver CO 80221, United States Description: Rent "mother-in-law" suite in the basement of residence.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-29
S63 Uniform Securities Agent State Law Examination 2009-08-06
  • S66 Uniform Combined State Law Examination
    2023-03-29
  • S63 Uniform Securities Agent State Law Examination
    2009-08-06
Other Names
  • Benjamin Beatty
  • Ben Beatty
  • Wade Beatty

View on SEC IAPD

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