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Michael Alexander Geotes

Northwestern Mutual Investment Services, LLC

Stamford, CT

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-02-16
  • CT RA
    APPROVED
    Since 2021-02-16

Branch Locations

333 Ludlow St Ste 6, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Stamford CT 09/2019 01/2021
Citizens Bank Greenwich CT 05/2018 09/2019
Barnum Financial Group Stamford CT 04/2012 05/2018
Massachusetts Mutual Life Insurance Company Springfield CT 07/2016 05/2018
Citizens Securities Inc Greenwich CT 06/2018 09/2019
Alex Beilin Stamford CT 02/2021 Present
Northwestern Mutual Investment Services Llc Stamford CT 02/2021 Present
  • 09/2019 → 01/2021
    Unemployed
    Stamford, CT
  • 05/2018 → 09/2019
    Citizens Bank
    Greenwich, CT
  • 04/2012 → 05/2018
    Barnum Financial Group
    Stamford, CT
  • 07/2016 → 05/2018
    Massachusetts Mutual Life Insurance Company
    Springfield, CT
  • 06/2018 → 09/2019
    Citizens Securities Inc
    Greenwich, CT
  • 02/2021 → Present
    Alex Beilin
    Stamford, CT
  • 02/2021 → Present
    Northwestern Mutual Investment Services Llc
    Stamford, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-29
  • S66 Uniform Combined State Law Examination
    2010-11-29
Other Names
  • Michael G Geotos
  • Michael G Geotes
  • Michael Geotes

View on SEC IAPD

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COUNTERPOINTE INVESTMENT MANAGEMENT LLC · STAMFORD, CT
K2/D&S MANAGEMENT CO., L.L.C. · STAMFORD, CT
LONGRANGE CAPITAL, L.P. · STAMFORD, CT
DWM ASSET MANAGEMENT, LLC · STAMFORD, CT
O'SHAUGHNESSY ASSET MANAGEMENT, LLC · STAMFORD, CT
CONCENTRIC CAPITAL STRATEGIES L.P. · STAMFORD, CT
INTEGRA GLOBAL ADVISORS LLC · Stamford, CT
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