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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-03
WA RA APPROVED 2021-12-23
  • TX RA
    APPROVED_RES
    Since 2025-01-03
  • WA RA
    APPROVED
    Since 2021-12-23

Branch Locations

12550 Se 93Rd Ave Ste 450, Clackamas, OR 97015-8716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Gresham OR 07/2021 Present
Tried & True Coffee Corvallis OR 08/2020 05/2021
Turn-Key Marketing & Promotions Corvallis OR 03/2019 07/2020
Shop Training Corvallis OR 10/2014 01/2019
  • 07/2021 → Present
    Gresham, OR
  • 08/2020 → 05/2021
    Tried & True Coffee
    Corvallis, OR
  • 03/2019 → 07/2020
    Turn-Key Marketing & Promotions
    Corvallis, OR
  • 10/2014 → 01/2019
    Shop Training
    Corvallis, OR
Other Businesses

Board of Directors; Mt. Hood Community College Foundation; Board Member; 26000 SE Stark St, , Gresham, OR, 97030; Not Investment-Related; 05/02/2024; 1 to 9 hours per month; 1 to 9 during trading hours / A Solid Foundation; Board Member; 11367 SE Lavender Lane, , Boring, OR, 97009; Not Investment-Related; 07/01/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-17
  • S66 Uniform Combined State Law Examination
    2021-12-17
Other Names
  • Cody Christopher Farnes

View on SEC IAPD

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