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Current Employers
Quartz Partners Investment Management

85 Railroad Place Suite 101A, Saratoga Springs, NY 12866 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-05-27
SC RA APPROVED 2025-05-27
TX RA APPROVED 2025-05-22
  • NC RA
    APPROVED
    Since 2025-05-27
  • SC RA
    APPROVED
    Since 2025-05-27
  • TX RA
    APPROVED
    Since 2025-05-22

Branch Locations

Mckinney, TX • United States

85 Railroad Place Suite 101A, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Liferoc, Llc Los Angeles CA 03/2020 12/2020
Nylife Securities Llc Dallas TX 04/2021 09/2022
New York Life Insurance Company Dallas TX 08/2009 03/2020
Unemployed Mckinney TX 12/2020 04/2021
Audible Financial Group, Llc Dallas TX 08/2021 Present
Eagle Strategies Llc Dallas TX 05/2022 09/2022
Mml Investors Services, Llc Mckinney TX 09/2022 05/2025
Massmutual Life Insurance Co Mckinney TX 01/2013 05/2025
New York Life Insurance Company Dallas TX 04/2021 09/2022
Etico Partners Saratoga Springs NY 05/2025 Present
Quartz Partners Investment Management Saratoga Springs NY 05/2025 Present
Ntxgen Advisors Mckinney TX 07/2025 Present
  • 03/2020 → 12/2020
    Liferoc, Llc
    Los Angeles, CA
  • 04/2021 → 09/2022
    Nylife Securities Llc
    Dallas, TX
  • 08/2009 → 03/2020
    New York Life Insurance Company
    Dallas, TX
  • 12/2020 → 04/2021
    Unemployed
    Mckinney, TX
  • 08/2021 → Present
    Audible Financial Group, Llc
    Dallas, TX
  • 05/2022 → 09/2022
    Dallas, TX
  • 09/2022 → 05/2025
    Mckinney, TX
  • 01/2013 → 05/2025
    Massmutual Life Insurance Co
    Mckinney, TX
  • 04/2021 → 09/2022
    New York Life Insurance Company
    Dallas, TX
  • 05/2025 → Present
    Etico Partners
    Saratoga Springs, NY
  • 05/2025 → Present
    Saratoga Springs, NY
  • 07/2025 → Present
    Ntxgen Advisors
    Mckinney, TX
Previous Registrations
Other Businesses

(2) NAME: 75INC LLC INV REL: Y ADD: 300 E DAVIS STREET, STE 159, MCKINNEY, TX 75069 NATURE: PROFESSIONAL NETWORKING ASSOCIATION POSITION: FOUNDER, PRESIDENT START DATE: 09/01/2022 No. HR/MO: 4. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: OVERSEE THE DEVELOPMENT AND GROWTH OF THE NETWORKING GROUP AND ITS SUBSIDIARIES. (3) NAME: NAIFA - DALLAS INV REL: Y ADD: 9868 PLANO RD., DALLAS TX 75238 NATURE: NONPROFIT ORGANIZATION: NAIFA - DALLAS POSITION: PRESIDENT START DATE: 01/01/2025 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: AS PRESIDENT, MY PRIMARY RESPONSIBILITY IS SERVING AS CHAIRMAN OF THE BOARD OF DIRECTORS AND LIAISON TO THE PROGRAMMING & EVENS COMMITTEES (4) NAME: AUDIBLE FINANCIAL GROUP INV REL: Y ADD: 300 E DAVIS STREET, STE 158, MCKINNEY, TX 75069 NATURE: OUTSIDE INSURANCE SALES: LIFE, DISABILITY, EQUITY FIXED LIFE, LONG-TERM CARE, FIXED ANNUITIES, HEALTH POSITION: CO-FOUNDER & MANAGING PARTNER START DATE: 09/01/2022 No. HR/MO: 4. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: PROVIDE FIXED INSURANCE AND ANNUITY SOLUTIONS FOR CLIENTS. (5) NAME: AUDIBLE CONSULTING LLC INV REL: Y ADD: 300 E DAVIS ST., STE 158 MCKINNEY TX 75069 NATURE: COACHING AND MENTORING INSURANCE AGENTS, FINANCIAL LITERACY WORKSHOPS POSITION: CO-FOUNDER AND MANAGING MEMBER START DATE: 01/01/2023 No. HR/MO: 4. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: WORK WITH OTHER INSURANCE AGENTS HELPING THEM BE MORE SUCCESSFUL WITH LIFE INSURANCE SALES AND CONCEPTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-26
S63 Uniform Securities Agent State Law Examination 2010-01-29
  • S65 Uniform Investment Adviser Law Examination
    2022-04-26
  • S63 Uniform Securities Agent State Law Examination
    2010-01-29
Other Names
  • Benjamin C Gerald
  • Benjamin Christian Gerald
  • Benjamin Gerald

View on SEC IAPD

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