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85 Railroad Place Suite 101A, Saratoga Springs, NY 12866 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-05-27 |
| SC | RA | APPROVED | 2025-05-27 |
| TX | RA | APPROVED | 2025-05-22 |
Branch Locations
85 Railroad Place Suite 101A, Saratoga Springs, NY 12866 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Liferoc, Llc | Los Angeles | CA | 03/2020 | 12/2020 |
| Nylife Securities Llc | Dallas | TX | 04/2021 | 09/2022 |
| New York Life Insurance Company | Dallas | TX | 08/2009 | 03/2020 |
| Unemployed | Mckinney | TX | 12/2020 | 04/2021 |
| Audible Financial Group, Llc | Dallas | TX | 08/2021 | Present |
| Eagle Strategies Llc | Dallas | TX | 05/2022 | 09/2022 |
| Mml Investors Services, Llc | Mckinney | TX | 09/2022 | 05/2025 |
| Massmutual Life Insurance Co | Mckinney | TX | 01/2013 | 05/2025 |
| New York Life Insurance Company | Dallas | TX | 04/2021 | 09/2022 |
| Etico Partners | Saratoga Springs | NY | 05/2025 | Present |
| Quartz Partners Investment Management | Saratoga Springs | NY | 05/2025 | Present |
| Ntxgen Advisors | Mckinney | TX | 07/2025 | Present |
(2) NAME: 75INC LLC INV REL: Y ADD: 300 E DAVIS STREET, STE 159, MCKINNEY, TX 75069 NATURE: PROFESSIONAL NETWORKING ASSOCIATION POSITION: FOUNDER, PRESIDENT START DATE: 09/01/2022 No. HR/MO: 4. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: OVERSEE THE DEVELOPMENT AND GROWTH OF THE NETWORKING GROUP AND ITS SUBSIDIARIES. (3) NAME: NAIFA - DALLAS INV REL: Y ADD: 9868 PLANO RD., DALLAS TX 75238 NATURE: NONPROFIT ORGANIZATION: NAIFA - DALLAS POSITION: PRESIDENT START DATE: 01/01/2025 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: AS PRESIDENT, MY PRIMARY RESPONSIBILITY IS SERVING AS CHAIRMAN OF THE BOARD OF DIRECTORS AND LIAISON TO THE PROGRAMMING & EVENS COMMITTEES (4) NAME: AUDIBLE FINANCIAL GROUP INV REL: Y ADD: 300 E DAVIS STREET, STE 158, MCKINNEY, TX 75069 NATURE: OUTSIDE INSURANCE SALES: LIFE, DISABILITY, EQUITY FIXED LIFE, LONG-TERM CARE, FIXED ANNUITIES, HEALTH POSITION: CO-FOUNDER & MANAGING PARTNER START DATE: 09/01/2022 No. HR/MO: 4. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: PROVIDE FIXED INSURANCE AND ANNUITY SOLUTIONS FOR CLIENTS. (5) NAME: AUDIBLE CONSULTING LLC INV REL: Y ADD: 300 E DAVIS ST., STE 158 MCKINNEY TX 75069 NATURE: COACHING AND MENTORING INSURANCE AGENTS, FINANCIAL LITERACY WORKSHOPS POSITION: CO-FOUNDER AND MANAGING MEMBER START DATE: 01/01/2023 No. HR/MO: 4. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: WORK WITH OTHER INSURANCE AGENTS HELPING THEM BE MORE SUCCESSFUL WITH LIFE INSURANCE SALES AND CONCEPTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-29 |
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