Eleazar Lopez

Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-07-28
OK	RA	APPROVED	2026-07-16
WI	RA	APPROVED	2025-01-13

TX RA
APPROVED_RES

Since 2026-07-28
OK RA
APPROVED

Since 2026-07-16
WI RA
APPROVED

Since 2025-01-13

Branch Locations

Milwaukee, WI • United States

111 East Kilbourn Avenue, Milwaukee, WI 53202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mwa Financial Services Inc	Rock Island	IL	05/2013	06/2020
Catholic Financial Life	Milwaukee	WI	02/2012	05/2020
Securian Financial Services Inc	St Paul	MN	06/2020	08/2023
Minnesota Life Insurance Co	St Paul	MN	06/2020	08/2023
Ironwooddrive Financial Group Llc	Milwaukee	WI	06/2020	06/2022
North Star Resource Group	Milwaukee	WI	06/2022	12/2024
Cetera Advisor Networks Llc	Milwaukee	WI	08/2023	12/2024
Cetera Investment Advisers Llc	Schaumburg	IL	08/2023	12/2024
Thrivent Investment Management Inc	Milwaukee	WI	01/2025	Present
Thrivent Financial	Appleton	WI	01/2025	Present

05/2013 → 06/2020

Mwa Financial Services Inc

Rock Island, IL
02/2012 → 05/2020

Catholic Financial Life

Milwaukee, WI
06/2020 → 08/2023

Securian Financial Services Inc

St Paul, MN
06/2020 → 08/2023

Minnesota Life Insurance Co

St Paul, MN
06/2020 → 06/2022

Ironwooddrive Financial Group Llc

Milwaukee, WI
06/2022 → 12/2024

North Star Resource Group

Milwaukee, WI
08/2023 → 12/2024

Cetera Advisor Networks Llc

Milwaukee, WI
08/2023 → 12/2024

Cetera Investment Advisers Llc

Schaumburg, IL
01/2025 → Present

Thrivent Investment Management Inc

Milwaukee, WI
01/2025 → Present

Thrivent Financial

Appleton, WI

Previous Registrations

2023-08-10 → 2025-01-06

Cetera Investment Advisers Llc

Milwaukee, WI
2021-01-07 → 2023-08-10

Securian Financial Services, Inc.

Milwaukee, WI

Milwaukee, WI

St. Paul, MN
2009-09-09 → 2011-06-03

Allspring Funds Management, Llc

Menomonee Falls, WI

Other Businesses

SIXTEENTH STREET COMMUNITY HEALTH CENTERS POSITION: Board Chair NATURE: Sixteenth Street Community Health Centers is a community-based health care clinic. It provides quality health care programs to local residents with many family enrichment programs. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2024 ADDRESS: 1032 S Cesar Chavez Dr., Milwaukee WI 53204, United States DESCRIPTION: As board chair, I facilitate and run the board meetings on a monthly basis. I also may participate in some committee meetings based upon my availability.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-12-26
S63	Uniform Securities Agent State Law Examination	2014-05-29
S66	Uniform Combined State Law Examination	2009-09-04

S65 Uniform Investment Adviser Law Examination

2020-12-26
S63 Uniform Securities Agent State Law Examination

2014-05-29
S66 Uniform Combined State Law Examination

2009-09-04

Other Names

Eleazar Lopez
Eleazar Lopez

View on SEC IAPD