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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-08-16 |
Branch Locations
100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States
Doral, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup | Miami | FL | 04/2015 | 11/2016 |
| Citigroup | Miami | FL | 11/2016 | 06/2020 |
| Efg Capital International Corp | Miami | FL | 06/2020 | 03/2022 |
| Ubs Financial Services Inc. | Miami | FL | 03/2022 | Present |
Ashir Enterprises LLC - Managing member with responsibility for providing ongoing capital for the e-commerce Amazon store. Start date - Nov 2021. No participation in the day to day operations and no time devoted to the business venture.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-01 |
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