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Citigroup Global Markets Inc. CRD 7059
$56.0B regulatory AUM 2,481 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-07-25 |
Branch Locations
Cwm, Sales 30311 St Of Golden Lantern, Laguna Niguel, CA 92677 • United States
Cwm Retail, Sales 32291 Camino Capistrano, San Juan , CA 92675 • United States
Citi Wealth Management, Sales 17400 Brookhurst St., Ste 200, Fountain Valley, CA 92708 • United States
Cwm Retail, Sales 570 Camino De Estrella, San Clemente, CA 92672 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 11/2015 | 09/2019 |
| Bank Of America, N.A. | Newport Beach | CA | 05/2016 | 09/2019 |
| Guardian Life Insurance Co Of America | Newport Beach | CA | 08/2019 | 08/2020 |
| Park Avenue Securities, Llc | Newport Beach | CA | 09/2019 | 08/2020 |
| Guardian Life Insurance | Irvine | CA | 09/2020 | 09/2020 |
| Park Avenue Securities | Irvine | CA | 09/2020 | 09/2020 |
| Wells Fargo Clearing Services, Llc | Corona Del Mar | CA | 10/2020 | 06/2023 |
| Wells Fargo Bank, Na | Corona Del Mar | CA | 10/2020 | 06/2023 |
| Citigroup | Costa Mesa | CA | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-10 |
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