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Lee H Ellis

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pensacola, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-09-13
FL RA APPROVED 2017-06-12
  • TX RA
    APPROVED_RES
    Since 2017-09-13
  • FL RA
    APPROVED
    Since 2017-06-12

Branch Locations

815 S Palafox St, Pensacola, FL 32502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pensacola FL 02/2017 Present
Extended Travel, Education, Freelance Paris 05/2013 02/2017
Pensacola State College Pensacola FL 09/2016 12/2016
J-Prep Tutoring Brooklyn NY 08/2015 09/2016
University Of West Florida Pensacola FL 01/2017 Present
Bank Of America, N.A. Pensacola FL 07/2017 Present
  • 02/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pensacola, FL
  • 05/2013 → 02/2017
    Extended Travel, Education, Freelance
    Paris
  • 09/2016 → 12/2016
    Pensacola State College
    Pensacola, FL
  • 08/2015 → 09/2016
    J-Prep Tutoring
    Brooklyn, NY
  • 01/2017 → Present
    University Of West Florida
    Pensacola, FL
  • 07/2017 → Present
    Bank Of America, N.A.
    Pensacola, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-08
  • S66 Uniform Combined State Law Examination
    2017-06-08

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Pensacola, FL
HHM WEALTH ADVISORS, LLC · Pensacola, FL
EDWARD JONES · PENSACOLA, FL
ARMADA ADVISORS · PENSACOLA, FL
EDWARD JONES · PENSACOLA, FL
KINGSMAN WEALTH MANAGEMENT INC. · PENSACOLA, FL
TRUIST ADVISORY SERVICES, INC. · PENSACOLA, FL
TRUIST ADVISORY SERVICES, INC. · PENSCOLA, FL

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