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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-01-24
  • CA RA
    APPROVED
    Since 2017-01-24

Branch Locations

3820 Del Amo Blvd, Suite 224, Torrance, CA 90503 • United States

North Hollywood, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Pasadena CA 01/2016 11/2016
Thrivent Investment Management Inc Torrance CA 01/2017 Present
Geoff Delahanty - Thrivent Financial Appleton WI 01/2017 07/2019
Thrivent Financial Appleton WI 07/2019 Present
Previous Registrations
Other Businesses

AC SARREAL POSITION: Author NATURE: Author INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2025 ADDRESS: 12727 Hartland St, North Hollywood CA 91605, United States DESCRIPTION: Author of Christian books/content.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-03
  • S66 Uniform Combined State Law Examination
    2009-12-03
Other Names
  • Aubrey Claire Sarreal
  • Aubrey Claire Sarreal

View on SEC IAPD

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