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Tokiko Uchiyama

Equitable Advisors, LLC

Bellevue, WA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2013-08-06
TX RA APPROVED 2009-11-02
  • WA RA
    APPROVED
    Since 2013-08-06
  • TX RA
    APPROVED
    Since 2009-11-02

Branch Locations

10500 Ne 8Th Street Suite 1600, Bellevue, WA 98004 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2009 06/2020
Equitable Advisors, Llc New York NY 06/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-26
  • S66 Uniform Combined State Law Examination
    2009-10-26
Other Names
  • Toki Uchiyama

View on SEC IAPD

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