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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-21 |
Branch Locations
5433 Westheimer Rd Suite 800, Houston, TX 77056 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife | Houston | TX | 04/2009 | 12/2016 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 12/2016 | 10/2025 |
| Cetera Investment Services Llc | St Cloud | MN | 10/2025 | Present |
| Cetera Investment Advisers Llc | Houston | TX | 10/2025 | Present |
OWNER OF TX AUDIO & RADIO TUBES; BUY, TEST, AND RESELL AUDIO GEAR; 5-10 HRS/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2009-06-24 |
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