Best Investors Account Sign in
Inactive

Christopher Anthony Giuffrida

Fisher Investments

Plano, TX

Huntington, NY

CRD 5665254

Claim This Profile
Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-06
NY RA APPROVED 2021-02-14
PA RA APPROVED 2017-07-07
  • TX RA
    APPROVED_RES
    Since 2023-09-06
  • NY RA
    APPROVED
    Since 2021-02-14
  • PA RA
    APPROVED
    Since 2017-07-07

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Huntington, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Huntington NY 06/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-23
S63 Uniform Securities Agent State Law Examination 2009-11-18
  • S66 Uniform Combined State Law Examination
    2010-09-23
  • S63 Uniform Securities Agent State Law Examination
    2009-11-18
Other Names
  • C A Giuffrida
  • Christopher Anthony Giuffrida
  • Christopher Gio Giuffrida
  • Christopher Anthony Giuffrida

View on SEC IAPD

More in Plano, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor