Charles Perry Curtis

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2022-03-22
CO	RA	APPROVED	2018-04-13
TX	RA	APPROVED	2018-04-13

AZ RA
APPROVED

Since 2022-03-22
CO RA
APPROVED

Since 2018-04-13
TX RA
APPROVED

Since 2018-04-13

Branch Locations

Evergreen, CO • United States

2700 S Gilbert Rd Ste 5, Chandler, AZ 85286 • United States

4220 N Bicentennial Dr Ste 10 [Office Of Convience], Mcallen, TX 78504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Mcallen	TX	02/2010	11/2016
Wells Fargo Clearing Services, Llc	Mcallen	TX	11/2016	04/2018
Wells Fargo Advisors Financial Network, Llc	Englewood	CO	04/2018	Present

02/2010 → 11/2016

Wells Fargo Advisors Llc

Mcallen, TX
11/2016 → 04/2018

Wells Fargo Clearing Services, Llc

Mcallen, TX
04/2018 → Present

Wells Fargo Advisors Financial Network, Llc

Englewood, CO

Previous Registrations

2010-03-05 → 2018-04-13

Wells Fargo Clearing Services, Llc

Battle Creek, MI

Lakewood, CO

Mcallen, TX

Greenwood Village, CO
2009-07-27 → 2010-02-17

Waddell & Reed

Las Vegas, NV

Other Businesses

FULFILLMENT WEALTH MANAGEMENT CORPORATION, INV RELATED, MCALLEN, TX, 100% OWNER, START: 5/1/2018, 160 HOURS, 8 HRS DURING TRADING, FINET PRACTICE. GREATER GOOD REAL ESTATE, LLC; INV RELATED; MCALLEN, TX; MANAGER; COMMERCIAL RENTAL BUILDING; START: 4/13/18; 2 HRS/MO; 0 DURING TRADING; DUTIES: DEPOSIT RENTS & PAY FOR PROPERTY EXPENDITURES. GREATER GOOD COWORK, LLC; INV RELATED; MCALLEN, TX; MANAGER; COMMERCIAL RENTAL BUILDING; START: 7/1/18; 1 HR/MO; 0 DURING TRADING; DUTIES: DEPOSIT RENTS & PAY FOR PROPERTY EXPENDITURES.;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-07-26

S66 Uniform Combined State Law Examination

2009-07-26

Other Names

Charles Curtis
Charlie Curtis
Charlie Perry Curtis

View on SEC IAPD