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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-08-07
GA RA APPROVED 2026-08-06
WY RA APPROVED 2025-06-16
OK RA APPROVED 2025-06-13
UT RA APPROVED 2025-06-13
NV RA APPROVED 2025-06-12
SC RA APPROVED 2025-02-12
WV RA APPROVED 2024-11-15
MD RA APPROVED 2024-10-21
ID RA APPROVED 2024-08-08
MI RA APPROVED 2024-03-14
VA RA APPROVED 2022-12-19
IA RA APPROVED 2022-05-02
KS RA APPROVED 2022-05-02
MT RA APPROVED 2022-03-07
MN RA APPROVED 2022-02-04
OH RA APPROVED 2021-04-14
AZ RA APPROVED 2021-02-12
FL RA APPROVED 2021-02-03
NM RA APPROVED 2021-02-03
CA RA APPROVED 2021-02-02
CO RA APPROVED 2021-02-02
IL RA APPROVED 2021-02-02
MO RA APPROVED 2021-02-02
OR RA APPROVED 2021-02-02
WI RA APPROVED 2021-02-02
TX RA APPROVED 2020-12-01
  • AL RA
    APPROVED
    Since 2026-08-07
  • GA RA
    APPROVED
    Since 2026-08-06
  • WY RA
    APPROVED
    Since 2025-06-16
  • OK RA
    APPROVED
    Since 2025-06-13
  • UT RA
    APPROVED
    Since 2025-06-13
  • NV RA
    APPROVED
    Since 2025-06-12
  • SC RA
    APPROVED
    Since 2025-02-12
  • WV RA
    APPROVED
    Since 2024-11-15
  • MD RA
    APPROVED
    Since 2024-10-21
  • ID RA
    APPROVED
    Since 2024-08-08
  • MI RA
    APPROVED
    Since 2024-03-14
  • VA RA
    APPROVED
    Since 2022-12-19
  • IA RA
    APPROVED
    Since 2022-05-02
  • KS RA
    APPROVED
    Since 2022-05-02
  • MT RA
    APPROVED
    Since 2022-03-07
  • MN RA
    APPROVED
    Since 2022-02-04
  • OH RA
    APPROVED
    Since 2021-04-14
  • AZ RA
    APPROVED
    Since 2021-02-12
  • FL RA
    APPROVED
    Since 2021-02-03
  • NM RA
    APPROVED
    Since 2021-02-03
  • CA RA
    APPROVED
    Since 2021-02-02
  • CO RA
    APPROVED
    Since 2021-02-02
  • IL RA
    APPROVED
    Since 2021-02-02
  • MO RA
    APPROVED
    Since 2021-02-02
  • OR RA
    APPROVED
    Since 2021-02-02
  • WI RA
    APPROVED
    Since 2021-02-02
  • TX RA
    APPROVED
    Since 2020-12-01

Branch Locations

2919 Allen Parkway 9Th Floor - Retirement Education Center, Houston, TX 77019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Houston TX 04/2014 Present
Agia Houston TX 12/2022 Present
  • 04/2014 → Present
    Valic Financial Advisors
    Houston, TX
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-30
S63 Uniform Securities Agent State Law Examination 2012-12-06
  • S66 Uniform Combined State Law Examination
    2020-11-30
  • S63 Uniform Securities Agent State Law Examination
    2012-12-06
Other Names
  • My V Le

View on SEC IAPD

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