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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-05-08 |
Branch Locations
8333 Glynoaks Dr Suite 100, Lincoln, NE 68516 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Lincoln | NE | 07/2010 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2009 | Present |
| University Of Nebraska - Lincoln | Lincoln | NE | 08/2007 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2) 100% OWNER, JAZZ FLUTE, LLC, 7451 W SALTILLO RD, MARTELL, , NEBRASKA, 68404, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 9/25/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER/PRODUCER 3) OWNER, ELK WORLDWIDE, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 1/1/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4) 100% OWNER, NTK DISTRICT NETWORK OFFICE LLC, MD/DD DISTRICT AGENT LEGAL ENTITY, START DATE: 05/30/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2011-01-04 |
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