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Current Employers
Vestia Personal Wealth Advisors

9121 Illinois Road Suite 51, Fort Wayne, IN 46804 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-10-14
  • IN RA
    APPROVED
    Since 2019-10-14

Branch Locations

9955 Crosspoint Blvd Suite 200, Indianapolis, IN 46256 • United States

9121 Illinois Road Suite 51, Fort Wayne, IN 46804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Larson Financial Securities, Llc Indianapolis IN 10/2009 12/2017
Larson Financial Group, Llc Indianapolis IN 06/2014 12/2017
Vestia Advisors, Llc Fort Wayne IN 01/2018 Present
  • 10/2009 → 12/2017
    Larson Financial Securities, Llc
    Indianapolis, IN
  • 06/2014 → 12/2017
    Indianapolis, IN
  • 01/2018 → Present
    Vestia Advisors, Llc
    Fort Wayne, IN
Previous Registrations
Other Businesses

1. VESTIA ADVISORS, LLC (DBAS "VESTIA PERSONAL WEALTH ADVISORS" AND "VESTIA RETIREMENT PLAN CONSULTANTS"); INVESTMENT RELATED; 9121 ILLINOIS RD. STE. 51, FORT WAYNE, IN 46804; SEC REGISTERED INVESTMENT ADVISER; OWNER; 01/2018; 120 HOURS PER MONTH, 100 HOURS PER MONTH DURING TRADING HOURS; EXECUTIVE LEADERSHIP ROLE. 2. VESTIA INSURANCE, LLC (DBAS "VESTIA INSURANCE SERVICES" AND "VESTIA BENEFIT SOLUTIONS"); INVESTMENT RELATED; INSURANCE AGENCY; 9121 ILLINOIS RD. STE. 51, FORT WAYNE, IN 46804; AGENT; 01/2018; 10 HOURS PER MONTH, 10 HOURS PER MONTH DURING TRADING HOURS; EXECUTIVE LEADERSHIP ROLE . 3. VESTIA HOLDINGS, LLC; ADMINISTRATIVE SUPPORT ENTITY; 9121 ILLINOIS RD. STE. 51, FORT WAYNE, IN 46804; MANAGING MEMBER; 01/2018; <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS; EXECUTIVE LEADERSHIP ROLE. 4. VESTIA VENTURES LLC; MANAGING MEMBER OF SPVS (MIRUS INVESTMENT, LLC; MIRUS QP AND MIRUS NEW OPPORTUNITY - PRIVATE SPECIAL PURPOSE INVESTMENT VEHICLES FORMED TO INVEST IN DEBT OR EQUITY OF MIRUS, LLC, A MEDICAL DEVICE MANUFACTURER), CONSULTING FIRM, AND ANGEL INVESTOR; 9121 ILLINOIS RD. STE. 51, FORT WAYNE, IN 46804; MANAGING MEMBER; 03/2018; 20 HOURS PER MONTH, 18 HOURS PER MONTH DURING TRADING HOURS; EXECUTIVE LEADERSHIP ROLE. 5. VESTIA BROKERAGE, LLC; CONTRACTUAL RELATIONSHIP REQUIRING ASSIGNMENT OF CERTAIN COMMISSIONS; INVESTMENT RELATED; 9121 ILLINOIS RD. STE. 51, FORT WAYNE, IN 46804; MANAGING MEMBER; 12/2019; <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS; EXECUTIVE LEADERSHIP ROLE. 6. VESTIA CONTRACT NEGOTIATION, LLC; CONTRACT NEGOTIATION SERVICES FOR PROFESSIONALS; NON-INVESTMENT RELATED; 9121 ILLINOIS RD. STE. 51, FORT WAYNE, IN 46804; MANAGING MEMBER; 12/2019; <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS; EXECUTIVE LEADERSHIP ROLE. 7. HELD-AWAY METHOD, LLC; INVESTMENT RELATED; 9121 ILLINOIS RD. STE. 51, FORT WAYNE, IN 46804; INTELLECTUAL PROPERTY/CONSULTING SERVICE; OWNER; 03/2019; 5-10 HOURS PER MONTH, ALL DURING SECURITIES HOURS; CONSULTING SERVICES THROUGH THE BUSINESS TO OTHER BUSINESSES AND LICENSE TO USE OUR HELD-AWAY METHOD FOR INVESTMENT MANAGEMENT. 8. LOUD CAPITAL, LLC; INVESTMENT RELATED; PRIVATE EQUITY FUND COMPANY THAT PROVIDES GP AND MANAGEMENT SERVICES TO PRIVATE INVESTMENT FUNDS; 550 WEST WASHINGTON BLVD, SUITE 201, CHICAGO, IL, 60661; INVESTOR; 03/2019; 5-10 HOURS PER MONTH, ALL DURING SECURITIES HOURS; VENTURE CAPITAL FIRM PROVIDING CAPITAL, ENTREPRENEURSHIP, AND EDUCATION. 9. CDH FINANCIAL, LLC; INVESTMENT RELATED; 9955 CROSSPOINT BLVD, INDIANAPOLIS, IN 46256; PROVIDES MANAGEMENT AND CONSULTING SERVICES FOR VESTIA HOLDINGS (NOT UTILIZED FOR ANY CLIENT PURPOSES); MANAGING MEMBER; 06/2014-PRESENT; 1-2 HRS/MO DURING TRADING HRS; DUTIES INCLUDE MANAGEMENT AND CONSULTING. 10. MOOSE VENTURES, LLC; NOT INVESTMENT RELATED; 9955 CROSSPOINT BLVD, INDIANAPOLIS, IN 46256; PERSONAL INVESTMENT HOLDING COMPANY NOT UTILIZED FOR ANY CLIENT PURPOSES; MANAGING MEMBER; 12/2018-PRESENT; 1-2 HRS/MO DURING TRADING HRS; DUTIES INCLUDE OVERSIGHT OF PERSONAL INVESTMENTS. 11. VESTIA PROPERTIES LLC; INVESTMENT RELATED; FORT WAYNE, IN; BOARD OF REAL ESTATE PARTNERSHIP; PARTNER AND OWNER; 07/2025; 1 HR/MO, ALL DURING TRADING HOURS; BOARD MEMBER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-05
S63 Uniform Securities Agent State Law Examination 2009-08-28
  • S66 Uniform Combined State Law Examination
    2014-06-05
  • S63 Uniform Securities Agent State Law Examination
    2009-08-28
Designations

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