Harold Lyman Hughey

Current Employers

Employment History

• 01/2015 → 02/2021
  Bb&T Securities
  Richmond, VA
• 09/2020 → Present
  Suntrust Advisory Services,Inc./ Truist Advisory Services, Inc.
  Atlanta, GA
• 02/2021 → 06/2021
  Truist Investment Services,Inc.
  Atlanta, GA

Previous Registrations

• 2015-02-12 → 2021-02-24
  Bb&T Securities, Llc
  Richmond, VA
  Richmond, VA
• 2006-08-09 → 2015-01-30
  Caprin Asset Management, Llc
  Henrico, VA

Other Businesses

WATKINS HUGHEY, LLC POSITION: Member NATURE: Forming Watkins Hughey LLC to purchase a parcel of raw land to hold for long-term investment purposes. We do not have plans to develop the land, form lease agreement,or generate ongoing income from the property. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/21/2017 ADDRESS: 2124 Farnborough Dr, Midlothian VA 23112 CITIZENS' BUDGET ADVISORY COMMITTEE - CHESTERFIELD COUNTY POSITION: Board Member NATURE: Board Member - The work of the committee is designed to provide guidance to the Board of Supervisors in meeting Chesterfield's strategic goals. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2017 ADDRESS: 9901 Lori Road, Chesterfield VA 23832 DESCRIPTION: Provide guidance to Chesterfield County Board of Supervisors for budgeting and strategic plan decisions. CFA SOCIETY VIRGINIA POSITION: Board of Directors NATURE: Board of Directors which helps govern the local chapter of the CFA Institute for the Commonwealth of Virginia INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2019 ADDRESS: 9500 Arrowdel Rd, Richmond VA 23229 DESCRIPTION: Help select speakers and run programming, maintain strong corporate relations within region, run Investment Research Challenge for Virginia universities, plan the Forecast Dinner, an annual gathering of CFA Society Virginia members with keynote speaker COMMONWEALTH OF VIRGINIA DEBT CAPACITY ADVISORY BOARD POSITION: Board Member NATURE: The Debt Capacity Advisory Committee (the "DCAC") reviews the amount and condition of the Commonwealth's tax-supported debt and submits to the Governor an annual report which includes the Committee's estimate of the maximum amount of tax-supported debt that may prudently be authorized in the ensuing fiscal years.Under Section 2.2-2712 of the Code of Virginia establishes the membership of the DCAC. The Committee is comprised of the Secretary of Finance (Chair), the State Treasurer, the Director of the Department of Planning and Budget, the Auditor of Public Accounts, the Director of the Joint Legislative Audit and Review Commission and two citizen members who have expertise in financial matters. The citizen members are appointed by the Governor and serve for terms of four years. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2023 ADDRESS: Richmond VA, United States DESCRIPTION: Two citizens with experience in finance are appointed by the Governor of Virginia to offer comments/opinions on the Commonwealth of Virginia's ability to issue and service new and existing debt based on the state's forward-looking revenue projections and financial standing. This position is one of two citizen board members.

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-01-25
• S65 Uniform Investment Adviser Law Examination
  2006-08-08

Designations

Other Names

• Chip Hughey
• Harold L Hughey
• Harold L Hughey
• Harold Lyman Hughey