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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-06-26 |
| CA | RA | APPROVED | 2012-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank, N.A. | Sherman Oaks | CA | 12/2010 | Present |
| J.P. Morgan Securities Llc | Sherman Oaks | CA | 12/2010 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 7/3/2014 ADDRESS: 11223 NORTH HOLLYWOOD, CA. DETAILS: Rental property HOURS DEDICATED (per month unless otherwise indicated): 2-3 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-14 |
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