Anne Caroline Diamond

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-05-22
CT	RA	APPROVED	2017-04-03

TX RA
APPROVED

Since 2018-05-22
CT RA
APPROVED

Since 2017-04-03

Branch Locations

Hingham, MA • United States

28 State Street 26Th Floor, Boston, MA 02109 • United States

141 Longwater Drive Suite 102, Norwell, MA 02061 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Boston	MA	11/2016	Present
Unemployed	Boston	MA	04/2016	11/2016

11/2016 → Present

Morgan Stanley Smith Barney Llc

Boston, MA
04/2016 → 11/2016

Unemployed

Boston, MA

Other Businesses

*475384- Model Club Inc.; Investment related -No; Boston, Massachusetts; Modeling Agency; Modeling for a Hasbro Toys video(proprietor, partner, officer, director, employee, trustee, agent); 01/2022; During business hours: 0; After business hours: 1; Modeling for a Hasbro Toys video *526848 - Model Club Inc.; Investment related:No; Boston, Massachusetts; Modeling Agency; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 10/2022; During business hours: 0; After business hours: 5; Modeling *616556- HAVEN DEVELOPEMNT, LLC; Investment Related: Yes; Wellesley, Massachusetts; Construction/Engineering; Other (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 11/2024; During Business Hours: 0; After Business Hours: 0; No-interest loan to my brother's company *621808 - HAVEN DEVELOPEMNT, LLC; Investment related: Yes; Wellesley, Massachusetts; Construction/Engineering; No-interest loan(proprietor, partner, officer, director, employee, trustee, agent); 12/2024; During business hours: 0; After business hours: 0; No-interest loan to my brother's company

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-04-03
S63	Uniform Securities Agent State Law Examination	2011-05-03

S65 Uniform Investment Adviser Law Examination

2017-04-03
S63 Uniform Securities Agent State Law Examination

2011-05-03

Other Names

Anne Diamond Holm
Anne Diamond

View on SEC IAPD