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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-10-19 |
Branch Locations
1111 Military Cutoff Rd Ste 251, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dan Owen | Wilmington | NC | 10/2017 | 09/2018 |
| Northwestern Mutual Investment Services Llc | Wilmington | NC | 10/2017 | Present |
| Massmutual | Wilmington | NC | 05/2015 | 09/2017 |
| Dan Owen | Wilmington | NC | 09/2017 | 10/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2018 | 02/2025 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2018 | 02/2025 |
| Brian Cox | Wilmington | NC | 03/2025 | Present |
1. Comprehensive Financial Advice, Not Investment-related, 402 WAYNE DR, WILMINGTON, NC, USA, 28403, 100% Owner, Start Date: 11/22/2016, 1 hrs per week, 0 trading hrs per week, Insurance Planning, Duties: Continue to receive trails and renewals on insurance policies that were previously written Current Insurance Broker contracts are with MassMutual Ohio National Unum the Cason Group and GP Agency. 2. DEACON, WEST END PRESBYTERIAN CHURCH, 275 KNOX LANE, WEST END, , NORTH CAROLINA, 27376, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 3/1/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SERVE THE NEEDS TO THE CHURCH CONGREGATION THROUGH COMPASSION AND ACTIONS. NON-INVESTMENT RELATED. 3. TREASURER, WEST END ELEMENTARY SCHOOL PTA, 4483 NC-211, SEVEN LAKES, , NORTH CAROLINA, 27376, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 01/09/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-05 |
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