Brian Grigg

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 12/2023
  Avantax Investment Services, Inc.
  La Mesa, CA
• 01/2006 → 12/2023
  Brian Grigg, Cpa
  San Diego, CA
• 11/2009 → 12/2023
  Avantax Advisory Services
  Lamesa, CA
• 07/2012 → 01/2023
  Worldpay Us, Inc
  Atlanta, GA
• 01/2013 → Present
  Brian Grigg Affiliate
  La Mesa, CA
• 11/2011 → Present
  Brian Grigg Insurance
  La Mesa, CA
• 11/2016 → Present
  Tax Wealth & Operations Inc
  La Mesa, CA
• 01/2020 → 11/2023
  Hughes Ferguson Grigg, Llp
  El Cajon, CA
• 11/2016 → Present
  Grigg Financial Group
  El Cajon, CA
• 10/2022 → 12/2023
  Avantax Insurance Agency And/Or Avantax Insurance Services
  El Cajon, CA
• 12/2023 → Present
  Lpl Financial Llc
  San Diego, CA

Previous Registrations

• 2009-11-10 → 2023-12-16
  Avantax Advisory Services
  La Mesa, CA
  El Cajon, CA
  San Diego, CA
  San Diego, CA

Other Businesses

1) 12/2023 - Brian Grigg Wealth Managerment / Owner / Business Entity For Tax/Investment Purposes Only / Not Inv. Related / San Diego, CA / Start date 11/01/2009 - 160 Hrs per month - 100% Time Spent 2) 12/2023 - Brian Grigg CPA/PFS Inc / Tax Prep/Accounting/CPA / Inv. Related / San Diego, CA / Start date 11/01/2016 - 160 Hrs per mont - 50% Time Spent 3) 12/2023 - Brian Grigg Insurance / Sole Owner / Insurance Agency / Inv. Related / San Diego, CA / Start date 11/01/2011 - 1 Hrs per mont - 1% Time Spent 4) 02/16/2024 - Grigg Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/15/2024 - 40 Hours Per Month/ 2 Hours During Trading 5) 02/22/2024 - Grigg Financial Group - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 02/15/2024 - 120 Hours Per Month/ 6 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2009-10-15

Designations

• Personal Financial Specialist