David Alvin Brown

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → 03/2024
  World Financial Group
  Greenwood Village, CO
• 01/2012 → 03/2024
  Transamerica Financial Advisors, Inc
  Greenwood Village, CO
• 02/2017 → Present
  Db Prowerx
  Frederick, CO
• 02/2017 → Present
  Db Softwerx
  Frederick, CO
• 03/2024 → Present
  Lpl Financial
  Frederick, CO

Previous Registrations

• 2012-01-06 → 2024-03-25
  Transamerica Financial Advisors, Llc
  Centennial, CO
  Greenwood Village, CO
  Centennial, CO
  Greenwood Village, CO
• 2009-07-28 → 2012-01-06
  Investment Advisors International, Inc.
  Greenwood Village, CO

Other Businesses

1- 03/2024 / The Integrity Wealth Group, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 40 hrs during trading / At reported business location(s). 2- 03/2024 / DB SOFTWERX / Business Owner / Not Investment Related / Start date: 02/08/2017 3- 03/2024 / DB PROWERX / Business Owner / Not Investment Related / Start date: 02/08/2017

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-07-09