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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-01 |
| VT | RA | APPROVED | 2025-08-25 |
| MA | RA | APPROVED | 2013-08-20 |
Branch Locations
33 Arch Street, 12Th Floor Suite 1210, Boston, MA 02110 • United States
Natick, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Boston | MA | 06/2013 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Boston | MA | 06/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-16 |
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