Best Investors Account Sign in

Sanjaya Luthra

Wells Fargo Clearing Services, LLC

Santa Clara, CA

San Jose, CA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-02-27
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2017-02-27
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

3920 Rivermark Plaza, Santa Clara, CA 95054 • United States

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Santa Clara CA 05/2006 Present
Wells Fargo Advisors Llc Santa Clara CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Santa Clara CA 11/2016 Present
  • 05/2006 → Present
    Wells Fargo Bank
    Santa Clara, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Santa Clara, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Santa Clara, CA
Previous Registrations
  • 2009-07-08 → 2011-01-03
    Wells Fargo Investments, Llc
    Santa Clara, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-07
  • S66 Uniform Combined State Law Examination
    2009-07-07

View on SEC IAPD

Other Firms

EDELMAN FINANCIAL ENGINES
TAIWANIA CAPITAL MANAGEMENT USA, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
CREATIVE PLANNING
OSAIC WEALTH, INC.
J.P. MORGAN SECURITIES LLC
THE BLAKELEY GROUP INC

Other Investors

RICHARD LEE SIMPSON
Saffiate Hales
Alexander Keeno
PHUONG NGOC QUACH
Darren Bado
Arshdeep Singh
VICTORIA DANELE SIMPSON
TROY TADASHI OKUMURA

Other Offices

EDELMAN FINANCIAL ENGINES · SANTA CLARA, CA
TAIWANIA CAPITAL MANAGEMENT USA, INC. · SANTA CLARA, CA
AMERIPRISE FINANCIAL SERVICES, LLC · SANTA CLARA, CA
EDELMAN FINANCIAL ENGINES · SANTA CLARA, CA
EDELMAN FINANCIAL ENGINES · SANTA CLARA, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Santa Clara, CA
EDELMAN FINANCIAL ENGINES · SANTA CLARA, CA
CETERA INVESTMENT ADVISERS LLC · SANTA CLARA, CA

More in Santa Clara, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor