Joseph Michael Grappone

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Richmond, VA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Richmond, VA

Other Businesses

JAMES MADISON UNIVERSITY FINANCE & BUSINESS LAW EXECUTIVE ADVISORY BOARD; NOT INVESTMENT RELATED; HARRISONBURG,VA; ADVISORY BOARD MEMBER; START DATE 09/01/2023; 4 HOURS PER MONTH; 1 HOUR DURING BUSINESS HOURS; ATTEND MEETINGS, ADVISE ON FINANCE AND BUSINESS CURRICULUM OPTIONS FOR UPCOMING SCHOOL TERMS. POWER OF ATTORNEY FOR MOTHER, INV RELATED, RICHMOND, VA, START: 7/29/2021, 20 HRS/MONTH, 0 HRS DURING TRADING. TRUSTEE FOR GRANDSON, INV RELATED, HENRICO, VA, START: 9/14/2021, 2 HRS/MONTH, 2 HRS DURING TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2009-06-05

Other Names

• Joseph Grappone
• Mike Grappone