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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2019-10-18 |
Branch Locations
1925 Frederica Street; Suite 100, Owensboro, KY 42301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Owensboro | KY | 04/2009 | 10/2017 |
| Hilliard Lyons | Owensboro | KY | 10/2017 | 07/2018 |
| Jjb Hilliard Wl Lyons Llc | Owensboro | KY | 07/2018 | Present |
| Robert W. Baird & Co. Incorporated | Owensboro | KY | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-03 |
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