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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2019-10-18
  • KY RA
    APPROVED
    Since 2019-10-18

Branch Locations

1925 Frederica Street; Suite 100, Owensboro, KY 42301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Owensboro KY 04/2009 10/2017
Hilliard Lyons Owensboro KY 10/2017 07/2018
Jjb Hilliard Wl Lyons Llc Owensboro KY 07/2018 Present
Robert W. Baird & Co. Incorporated Owensboro KY 10/2019 Present
  • 04/2009 → 10/2017
    Wells Fargo Advisors, Llc
    Owensboro, KY
  • 10/2017 → 07/2018
    Hilliard Lyons
    Owensboro, KY
  • 07/2018 → Present
    Jjb Hilliard Wl Lyons Llc
    Owensboro, KY
  • 10/2019 → Present
    Owensboro, KY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-17
S63 Uniform Securities Agent State Law Examination 2013-06-03
  • S66 Uniform Combined State Law Examination
    2014-01-17
  • S63 Uniform Securities Agent State Law Examination
    2013-06-03
Other Names
  • Shelly Evans

View on SEC IAPD

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