Lauren M Kennedy

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-03-21

TX RA
APPROVED

Since 2025-03-21

Branch Locations

845 Texas Avenue, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Scottrade	Clear Lake	TX	05/2009	12/2017
E*Trade Securities Llc	Seattle	WA	12/2017	08/2018
E*Trade Capital Management Llc	Seattle	WA	12/2017	08/2018
Ubs Financial Services Inc.	Bellevue	WA	01/2019	03/2025
Morgan Stanley	Houston	TX	03/2025	Present
Unemployed	Seattle	WA	08/2018	01/2019

05/2009 → 12/2017

Scottrade

Clear Lake, TX
12/2017 → 08/2018

E*Trade Securities Llc

Seattle, WA
12/2017 → 08/2018

E*Trade Capital Management Llc

Seattle, WA
01/2019 → 03/2025

Ubs Financial Services Inc.

Bellevue, WA
03/2025 → Present

Morgan Stanley

Houston, TX
08/2018 → 01/2019

Unemployed

Seattle, WA

Previous Registrations

2019-01-17 → 2025-03-13

Ubs Financial Services Inc.

Bellevue, WA

Katy, TX
2017-12-07 → 2018-08-24

Harrisdirect Llc

Seattle, WA

Arlington, VA
2017-02-16 → 2017-11-30

Scottrade Investment Management

Saint Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-02-16
S63	Uniform Securities Agent State Law Examination	2010-11-16

S66 Uniform Combined State Law Examination

2017-02-16
S63 Uniform Securities Agent State Law Examination

2010-11-16

Other Names

Lauren Michelle Kennedy
Lauren Kennedy

View on SEC IAPD

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