Dorothy Marie Therese Welsch

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → Present
  Principal Life Insurance Company
  Windsor Heights, IA
• 05/2016 → Present
  Principal Securities Inc
  Windsor Heights, IA

Other Businesses

**Fixed Insurance, Health, Life, Annuities, 05/17/16. **Mary Kay, Personal sales only, no recruitment, 03/07/17. **Fixed Insurance; Investment Related; 6701 Westown Pkwy, Suite 200, West Des Moines, IA 50266; Agent; LTC, DI, Dental, Group Benefits; Start Date: 12/11/2017; 60 hrs per month; 60 during trading hours. **INSURANCE POSITION: Medicare supplements NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2016 ADDRESS: 1107 66th St., Windsor Heights IA 50324, United States DESCRIPTION: Selling Medicare supplements. **INSURANCE POSITION: short term care NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/01/2024 ADDRESS: 1107 66th St, Windsor Heights IA 50324, United States DESCRIPTION: My OBA will consist of helping clients with the gap on nursing home, assisted living, and home care with the selling of a short-term care policy that Principal does not offer. This may take 1 or 2 hours out of the month of my time during reviews with clients and prospects.

Exams

• S66 Uniform Combined State Law Examination
  2016-12-23
• S63 Uniform Securities Agent State Law Examination
  2009-05-27

Other Names

• Dorothy Marie Therese Taylor
• Dorothy Marie Therese Murphy
• Dorothy Marie Therese Welsch
• Dorothy M Welsch
• Dorothy M T Welsch
• Dorothy M. T. Welsch