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Current Employers
Ipi Wealth Management, Inc.

226 W. Eldorado, Decatur, IL 62522 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2020-10-20
  • PR RA
    APPROVED
    Since 2020-10-20

Branch Locations

226 W. Eldorado, Decatur, IL 62522 • United States

The City Towers 252 Ponce De Leon Ave, San Juan, PR 00918 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company San Juan PR 12/2008 10/2020
Mml Investors Services Inc San Juan PR 12/2008 10/2020
Investment Palnners Inc. Decatur IL 10/2020 Present
Investment Planners Wealth Management Decatur IL 10/2020 Present
  • 12/2008 → 10/2020
    Mass Mutual Life Insurance Company
    San Juan, PR
  • 12/2008 → 10/2020
    Mml Investors Services Inc
    San Juan, PR
  • 10/2020 → Present
    Investment Palnners Inc.
    Decatur, IL
  • 10/2020 → Present
    Investment Planners Wealth Management
    Decatur, IL
Previous Registrations
Other Businesses

1- ROBERTO GUZMAN, INSURANCE SALES, NON-INVESTMENT RELATED: 75 OCEAN DRIVE, APT 123, HUMACAO, PR 00791. NATURE: LIFE AND HEALTH INSURANCE SALES. AGENT START DATE: 11/01/2010. NUMBER OF HOURS/MONTH - 4, NUMBER OF HOURS /MOMTH DURING MARKET HOURS - 0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-29
  • S66 Uniform Combined State Law Examination
    2014-03-29
Designations
Other Names
  • Roberto Guzman
  • Roberto Guzman

View on SEC IAPD

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