Jared Patrick Smith

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2014-02-05

MN RA
APPROVED

Since 2014-02-05

Branch Locations

705 36Th St S, Saint Cloud, MN 56301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Investment Services, Llc	St Cloud	MN	04/2011	Present
Northwestern Mutual Life Insurance Company	Milwaukee	WI	04/2009	Present
St John'S University	Collegeville	MN	08/2007	Present
Jared Smith	Saint Cloud	MN	11/2016	Present

04/2011 → Present

Northwestern Mutual Investment Services, Llc

St Cloud, MN
04/2009 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
08/2007 → Present

St John'S University

Collegeville, MN
11/2016 → Present

Jared Smith

Saint Cloud, MN

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. PRESIDENT, ST. CLOUD YOUTH HOCKEY ASSOCIATION, 5001 VETERANS DR., SAINT CLOUD, , MINNESOTA, 56303, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 08/15/2019, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, PRESIDENT; OVERSEE THE OPERATIONS OF THE YOUTH HOCKEY ASSOCIATION

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2011-07-22

S63 Uniform Securities Agent State Law Examination

2011-07-22

View on SEC IAPD